LECTURE
12
THE ORIGIN OF
MODERN HUMANS


1. AN OUTLINE OF
HUMAN PHYLOGENY
Human behaviour
needs to be
understood
in the context of its evolution. As psychologists, we do not
want to
go into great detail about the course of human evolution, and
the following
brief summary is sufficient to introduce the names of 'key
players'
in the emerging story, names that will crop up in subsequent
readings.
However, there is a lot of good material available if you
want to get
a better command of this topic, and links to this can be
found below.
In 1871 Charles Darwin was able to
propose that
we were most probably of African origin and most closely
related to
the Great Apes of Africa. Biochemical evidence now reinforces
this conclusion
and indicates that the divergence of our lineage, the
Hominidae, from
the African apes took place between 5 and 8 million years ago
(m.y.a.).
There are no fossils now believed to lie
within
our hominid lineage before c.6.0 m.y.a. The earliest
group of
well-known undoubted hominid fossils comes from Laetoli in
Tanzania,
and dates from c.3.7 m.y.a. These belong to the genus
Australopithecus,
which is considered to range in time from c.5 m.y.a.
to 1 m.y.a.,
and appears to have been confined to the continent of Africa.
Australopithecus
was a bipedal, small-brained hominid, which later diversified
into 2-3
more robustly built species, as well as probably giving rise
to members
of our own genus, Homo.
The earliest fossil remains that are
classified
as Homo, and thought to be our direct ancestors, come
from south-west
Ethiopia and adjacent Kenya. They are dated to c.2
m.y.a. This
species, named Homo habilis, possessed a somewhat
larger brain
than Australopithecus, and appears at approximately
the same
time as the earliest stone tools. The successor to Homo
habilis
was the much more modern-looking Homo erectus. The
earlier specimens
are from Kenya, and date to c.1.5-1.8 m.y.a. Only
after c.1.0
m.y.a. do we find that this species of Homo has spread into
Eurasia.
Archaic forms of Homo sapiens are variously recognized
from Afro-Eurasian
specimens dated to c.300 000 years ago. Recent
biochemical data
suggest that modern humans, Homo sapiens sapiens,
arose in Africa
c.200 000 years ago. This fits in well with the
available fossil
evidence from Africa and the Near East, where human skeletal
material
with completely modern features is known from an earlier date
than elsewhere.
[This overview is taken from Campbell,
1996]
Over the years, as more remains are uncovered, and
old remains are re-studied and re-interpreted, the provisional story as
to the likely path of human evolution changes. If you want to check a more recent version, see this
site. The best source for keeping up with new discoveries and where they are inferred to fit into the larger picture is the 'Talk Origins' site.
The following material between the
horizontal lines
is not essential course material, but I've included it here
should you
want to follow up this topic of our origins.
If you have always wondered how people
reconstruct
fossil finds to retrieve what is thought to be the original
anatomical
arrangement, then it's worth looking at a site put up byIBM
about the way in which a particular human skull, possibly
late Homo
erectus or early archaic Homo sapiens from Salé in
Morocco
has been worked on. A point to remember if you take a look is
that very
little of the evidence we now recover from nature is exactly
as it was
when it was first formed. The evidential bases of our
knowledge have
themselves to be reassembled on the basis of the knowledge we
already
have. Often, our 'theories' can blind us in the way we
reconstruct our
facts. The classic case of this in the field of human
evolutionary remains
is the Piltdown
hoax.
i. Comparison of
all skulls
Click on any picture for a
larger version
 
   
  
   
-
Chimpanzee, Gorilla
-
Sts 5, Stw53, OH 24, ER 1813
-
Java Man, Peking Man, ER 1470
-
ER 3733, WT 15000, Petralona,
Rhodesian Man
Note that this caption to the figures
identifies
each specimen, not each species. So what is 'OH 24' or 'ER
1813' and
so on? There is no one convention adopted universally for
identifying
individual specimens. 'OH 24' results from the field notes of
the fossil
finder, who listed it as 'Olduvai (place found)
Hominid
(it’s a hominid, not just a primate), specimen number
24: 'ER
1813' is a shorthand for 'KNM-ER 1813', Kenya
National
Museuem (where the original is kept) East
Rudolf
(where it was found) 1833 (catalogue number of the
specimen in
the museum's collection). Try and get a feel here for the
differences
between these different specimens, so that you can decide on
looking
at the pictures which species or genus you think it has been
assigned
to. That's a better skill to gain than just learning a list.
See if
you can then list for yourself the criteria you are using to
make your
decisions.
If you are really enthusiastic about
skulls, then you might, in addition, want to see Phillip Walker
and Edward Hagen's site on Human Evolution for
rotating 3-D views of some specimens.
Materials locally available for these
lecture notes
have been sourced with his permission from Jim
Foley's collection of materials
on hominid
evolution. These materials form part of the much larger
talkorigins site,
which is a goldmine of information on evolutionary versus
creationist
accounts of the history of life on this planet. This larger
site has
emerged from an earlier newsgroup, and compiles material that
relates
to, and now comprehensively deals with, 'frequently asked
questions'
(FAQs) about evolution. It contains a large amount of
information and
an extensive listing of links, enabling you to pursue most
questions
on the topic that you might want information on.
It is very easy to get hung up in this fossil material. [And imagine what the situation would be if the remains of past animals didn't fossilise!] But for psychologists, the most interesting topics are about behaviour: what did people do, and where have their abilities come from?

1.
Overview
There is a major problem involved in
saying anything
with certainty about the evolution of human behaviour: a
lack of
direct evidence.
Behaviour does not fossilize. Neither
do brains,
along with any of the other soft tissues that make up the
human body.
What do survive are artefacts and bones. Consider some of the
problems
associated with the picture at the top of this page. How
would we know
if this represents something that happened? We could look at
the anatomy
of the individual as given by the fossil evidence of 'his'
bones. The
inverted commas indicate here that it is rare to find a large
number
of bones that unequivocally come from a single specimen: most
reconstructions
are a combination of a number of individuals and a dollop of
informed
anatomical guesswork. So we might be skeptical here,
especially as the
soft tissue has to be imagined over the top of the skeletal
remains,
but we do not need to be too skeptical. Anatomy can be
reconstructed
pretty well. With respect to this particular individual we
would need
to check foot and hip structure to ensure he (or she) could
walk on
two legs and balance in the posture shown, and also that the
hands were
able to grip an object in the manner shown.
What is this object? It's a 'stone tool'.
It is
being used to hit a bone. Can we get evidence that bones were
worked
on by stone tools? Yes, electron microscopic analyses of
various old
stone tools reveals different markings on their edges,
depending on
what they were used for, and bones often retain marks whose
origins
can be distinguished – for example, the toothmarks of large
carnivores
are different from cut marks inflicted by a stone tool.
We can reasonably assume that these tools
were manufactured,
since stones don't normally come in these forms in nature.
Quite often
there are good grounds for thinking that the individual
species associated
with tools were their makers, but clearly we can't know
whether the
individual above made the tool he is holding, or whether he
found it,
borrowed it from someone else, bartered goods in exchange for
it, and
so on. We also have a problem with fire. There are a vast
number of
dates put forward as to when humans could make or even use
fire. Yet
the police often have enough difficulty figuring out today
how a house
fire started, so what hope have we got for millions of years
ago? Just
because bones are associated with the remains of fires
doesn't mean
that the owner of the bones lit the fire.
Beyond this, what else can we draw on to
substantiate
or authenticate this illustration? This is worth thinking
about, as
otherwise we fall into a lot of traps because of the
'ideologies' we
bring with us to the task of interpretation. All these
problems are
concretely exemplified in the case of the Piltdown hoax early in the 20th Century. Two fossil bones were found in a gravel pit at Piltdown in southern England. It has now been established that these bones come from different species. But at the time, the proximity of two bones, a jaw and a
cranium, was
taken to indicate that they were from the same specimen, and
this was
easily accepted because the view of the day was that human
brains evolved
before other human features, so finding a large cranium along
with a
much more primitive jaw fitted with people's expectations.
The pre-existing
story coloured the 'facts'. This is a major problem with no
easy solution,
because the status of all 'facts' is closely interwoven with
the 'theories'
that constitute them as 'facts': in a sense, facts are
theories.
'I was a victim of a
series of accidents
as are we all.'
Malachi Constant, in Kurt Vonnegut's novel 'The Sirens of
Titan'
What about this
reconstruction
of the Australopithecus afarensis specimen known as
'Lucy'? Is
it fanciful to portray her in this position, or was she
really bi-pedal?
Her hands and feet retain some ape-like features, and her
arms are comparatively
longer than ours. She was anatomically able to balance her
trunk on
her hind limbs in a bipedal posture, but probably would not
have managed
the striding gait of modern humans. The length of her
forelimbs has
been taken by some commentators as indicating the retention
of some
features adapted for an arboreal life, and it may be that
this animal
was one that walked bipedally on the ground, but stuck close
to trees
to climb up so as to escape danger.
But why go bipedal? Well, we have to
speculate here,
but the fact is that aside from modern humans, the
contemporary great
apes are pretty inefficient as compared to most quadrupeds
when it comes
to moving on the ground, and this inefficiency is likely to
have been
there from way back, maybe 15 million years into the Miocene
period
when we find fossil 'proto-ape' specimens that are
interpreted as ancestral
to all the extant great apes, including us. These early
specimens were
probably adapted to quadrupedal climbing, rather than the
brachiation
(e.g., gibbons and orang-utans), knuckle-walking (e.g.,
chimpanzees
and gorillas) or bipedalism (current humans) adopted by
modern species.
The evidence for this view, that apes are
inefficient
in their terrestrial locomotion, comes from measurements made
by Taylor
& Rowntree of the energetic efficiency of hominoid
locomotion. Chimpanzees
are 50% less efficient than other quadrupeds at terrestrial
locomotion
when either knuckle-walking or walking on two legs.
Basically, the ape's
anatomy is just not designed for the ground, and still
retains the traits
that were a feature adapted to locomotion in trees. Humans
have made
a remarkable shift from this ancestral pattern, as is
confirmed by Taylor
& Rowntree's finding that when walking at normal speeds
the human
energetic cost is about average for the mammals, but the
chimpanzee
still uses about 50% more energy in proportion to its body
weight. Something
pushed the human line in this direction, and at least as
early as the
time represented by 'Lucy', c. 3.5 - 3.8 million years
ago. We
know this from her anatomy: but there is also an additional
piece of
evidence, a most remarkable set of footprints
at Laetoli in present-day Tanzania that were covered by
volcanic ash
just after they were made.
Previously, going back as far as Darwin,
the origins
of bipedalism have been attributed to the advantages it gives
by freeing
the hands for use in foraging and feeding, for tool use, or
the carrying
of food and other objects. The energy issue has tended to be
overlooked,
expect by Henry
McHenry at the University of
California
at Davis. When we take it into account, then we see how
bipedalism may
not necessarily be attributed to those advantages, but those
advantages
as being consequentially possible as a result. Deciding which
of these
is the case is almost impossible, but I tend to like the
consequential
scenario. Early hominids became bipedal to efficiently
exploit the newly-emerging
savannah environments of their world, and this, by accident,
set them
on the path to new behaviours that ended up transforming
their descendants
into the self-conscious hooligans we see today.
3.
Brains
In the
last 3-4
million years brain volume within the hominid lineage has
increased
from less than 400 ml to roughly 1400 ml. The first clear
increase in
hominid brain size is seen in early Homo at c.2 m.y.a.
in East
Africa (most reliably in cranial specimen KNM-ER 1470). This
is an evolutionarily
significant change that cannot be simply accounted for in
terms of increased
body size alone. From the appearance of H. erectus at
c.1.7
m.y.a. to the present, the brain increases nearly twofold:
from c.800
ml to 1500 ml in Late Pleistocene H. sapiens, without any
apparent change
in body size.
With regard to brain reorganisation,
left-right
cerebral hemispheric asymmetries exist in extant pongids and
the australopithecines,
but neither the pattern nor direction is as strongly
developed as in
modern or fossil Homo. KNM-ER 1470 shows a strong
pattern that
may be related to handedness and tool-use/manufacture. The
degree of
asymmetry appears to increase in later hominids.
The appearance of a more human-like third
inferior
frontal convolution provides another line of evidence about
evolutionary
reorganisation of the brain. None of the australopithecine
endocasts
show this region preserved satisfactorily. There is a
consensus among
palaeoneurologists that the endocast of the specimen KNM-ER
1470 does
show, however, a somewhat more complex and modern-human-like
third inferior
frontal convolution compared with those of pongids. This
region contains
Broca's area, which in humans is related to the motor control
of speech.
Unfortunately, later hominid endocasts, including H.
habilis
and H. erectus through archaic H. sapiens to
the present,
seldom show the sulcal and gyral patterns faithfully. Thus
nothing palaeoneurological
can be said with confidence about possible changes with the
emergence
of anatomically modern H. sapiens.
Both an increase in size and a
reorganisation of
the brain towards a more-human like configuration thus appear
together
at around 2 million years ago. For a fuller account of these
changes,
you might read an article by Wilkins and Wakefield Brain Evolution
and neurolinguistic preconditions. But as with most published articles, this is long and detailed, and for our purposes we can ignore a lot of the detail. One of the essential points they argue for is that this change in the organisation of Homo
habilis's brain was quite profound.
If our account proves
valid, by the
time of
H. habilis the marked sulcal division between the parietal
and occipital
lobes had "disappeared." In addition, there were
other significant
evolutionary changes affecting the hominid brain. These
include the
expansion of visual cortex and of the temporal lobe. The
close proximity
and resultant junction of the three posterior lobes
culminated in
a situation in which information was readily available for
processing
in an overlap of the three related association areas and
which could
result in amodal representation.
What they are claiming is that what
happened when
our brains got re-organised at the time of Homo
habilis, away
from the pattern found in other apes and into a human-like
configuration,
was that three functionally different areas of it got to pool
their
resources. Prior to that, the abilities which these areas
supported
were dealt with much more independently by ape brains.
One of the consequences of this is
evidenced
by how poor apes are at doing something called
cross-modal matching. One example is if you get someone to sketch a letter of the alphabet on your back - an 'e', say - you can still recognise it as equivalent to a letter 'e', which you normally recognise through another sensory channel - vision. Hence the term 'cross-modal' - people can integrate across different sensory modalities. Humans are really good at this, and even infants can do it.
Andy Metzoff
at Seattle University had infants feel different shapes
without being
able to see them, and then showed them to them to see if
they could
tell those they'd touched from entirely new ones. They can.
Apes find
this sort of thing a lot harder.
Why? Because
the different senses are being handled by
anatomically
separate bits of the brain, bits that consequently don't send
much information
back-and-for amongst themselves. But from Homo habilis
on, human
brains had lots of channels between these parts, so that
hearing, seeing
and feeling, for example, could be better integrated.
But
Wilkins and Wakefield want to go further than this. They want
to propose
that the brain is dealing with a new sort of information that
they term
'amodal representation'. This is something else again.
Let me
introduce it this way. Most birds are tone deaf. You can get
a pigeon
to discriminate a tune, but it doesn't show much 'stimulus
generalisation'
subsequently. Meaning? If you change the key of the tune it
has learned,
it doesn't recognise it. So in the cognitive
neuropsychological paradigm
they are adopting, we can say that whatever it is the pigeon
is remembering
about the tune it has learned to recognise, that information
isn't very
abstract. It’s not remembering anything about the relation
between the
notes. If it were, then a change in key wouldn't matter. But
we can
do this! Eric Clapton makes a living at it! Apes are better
at it than
birds. But otherwise they're about as musically inclined as
dogs (ever
tried dancing with a dog?). So early humans were, they suggest, beginning to
abstract something about a tune 'amodally'. That is, they weren't just able to encode a specific tune in memory, but they were storing something about the relation between the notes, so that if it was played back in a different key, they would still be able to recognise it, because the relation between the notes was the same, even though the notes were different.
Now,
there is no
guarantee that the information coming in through the
different senses
is amodally represented in the same way by each of the
senses. So, even
if you bring the information from the different senses
together, there's
no guarantee that they'll be compatible. It could be as if
they 'talked'
different languages. So either the whole booming, buzzing confusion
of sensory data has to be stored in the
same way, or some efficient translation device has to be constructed
if the senses are to integrate with each other efficiently.
Wilkins and Wakefield
suggest that the solution was amodal storage, and this
occurred when the separate bits of the cortex came together
in Homo
habilis. The brain thus got bigger so as to better
process the contents
of its own workings!
The claim is that we humans have brains
that deal with
the world 'amodally'. It’s a new way of handling things. This
is the
evolution of a new psychological ability. Not just brains
getting bigger,
or bits of them moving about in relation to other bits, but a
whole
new way of operating.
Now could this Homo habilis talk?
Well, that's a whole bigger question.... Let's think about tools for a minute, and then come back to it.
But before that it’s also worth your
looking at
Dean Falk's research on what it was that enabled the brain to
get bigger
in the first place. She has proposed the 'radiator theory'. Brains metabolise a
lot of energy,
and this produces heat. If you walk around under the African
sun, you
gain a lot of heat too. Unless you can get rid of this, your
brain is
going to fry. If you get a bigger brain, then it will get
frazzled more
quickly, unless you can get rid of the heat it generates and
you absorb
on top. So, until a cooling system is in place, bigger brains
will provide
no advantages to you. Unless you became nocturnal: but would
you like
to walk around wild Africa in the dark? So a cooling system
it is, or
wear a hat - except it took another 2 million years before we
could
make them.
Only tools
made of stone or bone survive in the archaeological record.
Any other
material perishes. H. habilis is regarded as having
made stone
tools referred to as the Oldowan industry, consisting
of simple
core and flake tools of basalt, quartz and quartzite. Wynn
(1996: 267)
notes of these tools that:
There is considerable question as to
the reality
of the tool types in the Oldowan. If by type we mean a
well-defined
category of tool that existed in the minds of the
tool-makers, then
we would be unable to argue for their existence. ... It is
doubtful
whether there were any design criteria whatsoever, beyond
perhaps
big and little.
Similarly, Toth and Schick (1993: 349) note of the core
'tools' that
they are 'not necessarily tools, nor do they necessarily
correspond
to 'mental templates' held by their early makers'. Toth
and Schick
(1993) and Fagan (1989) confirm the view that this is an
ad hoc
technology, and 'Oldowan tools did not require a
particularly sophisticated
intelligence.' (Wynn, 1996: 267). However, these writers
consider
the cognitive capabilities of the tool-makers may show some
advance
over that of modern apes in the area of planning the sequence
of motor
actions needed to produce a tool, as well as in judging the
angles and
overhangs of the 'blank' cores with respect to the angle and
force of
blow required to effectively flake the stone.
The technology
associated with early forms of H. erectus, by
contrast, appears
to be much more sophisticated, and the typical Acheulean
'hand axe'
or 'biface' is 'the first type tool that is clearly
outside the
range of an ape technology' (Wynn, 1996: 269). The later
bifaces
have a three-dimensional symmetry. For example, as viewed,
the tool
in the figure is bi-laterally symmetrical. If you reoriented
it so as
to see it from the side, it is also bilaterally symmetrical.
And so
it is as well if you turn it end on. If you compare the
bottom right
portion of the tool to the bottom left, you will see that a
lot more
work or 'retouching' has been done there to achieve the final
shape.
Wynn comments on such actions that 'In order to do this
the maker
had to have a competence in the relation of whole to
parts' (1979:
377): thus, the end result appears to have been anticipated,
or imagined,
prior to the observable retouching.
Similarly, a lot of work has been done
down the
left and right edges to get a straight line. Wynn comments
(albeit with
respect to a different sample tool than the one illustrated
here, but
his point still holds):
Both faces of the original flake
have been
retouched to yield a remarkably straight edge. ... in order
to have
produced such artificial straightness the knapper had to
have related
each flake removal to all the others and also to a stable
point of
view (1979: 378).
That stable point of view had to be
'conserved
in the knapper's imagination during the actual flaking
process'
(ibid: 380). On this basis, Wynn (1979: 371) concludes
that:
these artifacts required the
organizational
abilities of operational intelligence and ... therefore,
the hominid
knappers were not significantly less intelligent than
modern adults.
His overall conclusion is that
'essentially
modern intelligence was achieved 300,000 years ago'
(ibid: 371).
By which time, as you will recall, brain sizes were within
the modern
range.
There is also evidence, which we will
deal with
more fully in class, that the anatomy of our upper
respiratory tracts
had also changed from the common mammalian pattern by at
least this
point in time, and changed in a direction that is best
explained as
an adaptation to facilitate the production of speech-like
sounds. This
would suggest that by around 300,000 years ago, our human
ancestors
were communicating vocally, had achieved the characteristic
level of
modern human intelligence, and controlled all this with a
brain that
had been fundamentally human in its organisation for a long
time, and
which was now within the modern range for human brain size.
But the
archaeological record indicates that humans were not doing
anything
much different than they had been doing over the previous
million years
or so until relatively recently. How might we understand
this?
References
Darwin, C. (1871) The descent of man
and selection
in relation to sex. London: John Murray.
Fagan, B. (1989) People of the earth:
An introduction
to world prehistory, (6th edn.). Glenview, Il.: Scott,
Foresman
and Co.
Meltzoff, A.N. and Borton, R.W. (1979)
Intermodal
matching by human neonates. Nature 282: 403-4.
Taylor and Rowntree
Toth, N. and Schick, K. . (1993) Early
stone industries
and inferences regarding language and cognition. In K. R.
Gibson and
T. Ingold (eds.) Tools, language, and cognition in human
evolution.
Cambridge: Cambridge University Press.
Wynn, T. (1979) The intelligence of later
Acheulean
hominids. Man 14: 379-91.
Wynn, T. (1996) The evolution of tools
and symbolic
behaviour. In A.J.Lock and C.R.Peters (Eds.) Handbook of human symbolic
evolution. Oxford: Clarendon Press. Pp. 263-87.
2. Distribution
Western maritime cultures obtained
first-hand global
knowledge of the planet by the end of the 18th century. By
then, very
few places - for example, the Malvinas/Falkland Islands, the
Galapagos
Islands, Ascension Island, Bermuda, the Seychelles - had been
found
to be uninhabited at first contact. Some of these 'desert'
islands,
such as the Pacific islands of Pitcairn, Christmas and
Norfolk, have
since been shown to have been inhabited previously in
prehistoric times.
Being remote did not imply being 'empty' of humans: Hawai'i,
Easter
Island and New Zealand are all remote, but all were already
inhabited
by humans. It was a characteristic of the time of Western
explorations
for Western peoples to regard various indigenous people as
'savages'
of one form or another. Gamble (1993: 17) has pointed out how
spatial
distribution became a metaphor for temporal distribution, and
he cites
the early view of the French political economist Turgot
lecturing in
1750 as a clear example:
'A glance over the earth puts before
our eyes,
even today, the whole history of the human race, showing us
traces
of all the steps and monuments of all the stages through
which it
has passed from the barbarism, still in existence, of the
American
peoples to the civilization of the most enlightened nations
of Europe'.
And as Gamble goes on to note (op.
cit.:28):
'it would be a long time before the
biological
unity of [hu]mankind was also interpreted as an
intellectual and behavioural
unity with differences between cultures attributed to
history and
not to ability or potential'.
Here the question asked is this:
How did
all these people get to be everywhere? We take it that
fossils of Homo
erectus represent individuals who were ancestral to us.
Homo
erectus was widely spread across the Old World. Are
people who are
born in China descended from populations represented by Asian
H.
erectus specimens; modern Africans from archaic African
erectus
populations; and so on? Or: Did the ancestors of all modern humans
arise in one
particular place, say where modern-day China is, and then
spread out
and replace the descendants of other regionally-distinct
populations?
Or: well, there are lots of other possibilities.
I am not going to duplicate material that
is already
available. See the following pages by Michael Roberts at
Linfield College,
Oregon, for a detailed review of the evidence: The Origin of Modern Humans:
Multiregional and Replacement Theories. For text
and graphics
on the current research, see this new report. Jeanne Sept
also has some useful notes on these two competing
models
Early anatomically-modern human remains
are associated
with industries of greater antiquity and non-modern
characteristics,
leading Stringer (1989; 7), for example, to conclude that
if the postulated dispersal of
anatomically
modern humans from Africa was associated with new forms of
cultural
or behavioural expression, this was not reflected in any
simple or
direct way in the character of the associated lithic
industries.
Thus, modern human behaviour is not a
species
characteristic. In fact, there is currently emerging a
consensus
in paleoanthropology that there is a marked temporal
disjunction between
the appearance of anatomically-modern human forms - the
species Homo
sapiens sapiens - and modern species-typical behaviour
(for a marshalling
of the evidence, see Noble and Davidson 1996). For the period
from their
emergence through to around 40,000 bp shows little
substantive change
in the archaeological record associated with modern human
forms. Increasingly-modern
humans continue to show remarkably un-modern activities. The
complexity
of technology stays fairly constant with respect to
technique, raw materials,
number of components combined together, and the number of
stages involved
in the construction of tools. And perhaps most tellingly,
there is,
as noted earlier (e.g., Chase and Dibble, 1987; Lindly and
Clark, 1989),
no evidence of any symbolic practices. As Lindley and
Clark (1990:
233) conclude from their review:
neither archaic H. sapiens nor
morphologically
modern humans demonstrate symbolic behavior prior to the
Upper Paleolithic.
Contemporary human activities rely on the
social
and cultural maintenance of symbolic resources. The means of
maintenance
and transmission of these symbols are conservative; the
symbols themselves
are volatile. The physical instantiations of contemporary
human symbolic
activities show temporal volatility, differential spatial
distribution,
and spatial relocation. Temporal volatility is not
necessarily associated
with functional utility. Clothing, for example, is
functional, but fashion
is volatile for other reasons; hemlines on dresses go up and
down for
reasons unrelated to the function of wearing a dress, just as
accepted
male and female garb differs according to custom rather than
function.
Differential spatial distribution indicates that the pool of
cultural
products of human activities that would be found within 5
kilometres
of where you are reading this paper will have a different
constitution
to those within 5 kilometres of another person in Tibet, New
Guinea
or elsewhere. If an inventory were available for your actual
present
location 5 years ago, then the temporal volatility of those
products
would again be apparent. At a more micro-level there exist
some unique
spatial distributions of cultural products; for example,
people wear
different clothes, jewellery, etc. Spatial relocation is
demonstrable
in the same way: the natural availability of the constituent
products
of cultural materials within 5 kilometres of any particular
point is
vastly different from the proportions in which they
culturally occur
and have been assembled. The resources available to us move
over large
distances; even the food on one's plate can be a geography
lesson. Taking
these properties as criteria for characterising modern human
cultural
practices, we can ask when, in the archaeological record, is
there evidence
that humans acted in characteristically modern ways? That is,
when did
the material artifacts associated with humans show patterns
of temporal
volatility, differential spatial distribution, and spatial
relocation?
- The evidence is negative before 40 000
years
bp. Prior to 40 000bp there is abundant evidence of
cultural activities,
in the form of artifacts, being a characteristic of human
life, way
back to non-modern Homo species c.2 000 000 bp, but
very little
unequivocal evidence, if any, of symbolic mediation, as
indexed by
the above characteristics.
·
The
evidence is conclusively positive after 20 000bp (a point in
time often
referred to as the 'symbolic explosion'); the evidence of the
intervening
20 000 years is less clear cut, but strongly supportive of
human life
being a symbolically-mediated activity, even if the spatial
and temporal
distribution of cultural artifacts were not fully modern in
their characteristics.
Note, then, as a bottom line, that:
Bottom line: there
is a temporal gap of around 60 000 years between the
appearance of anatomically-modern
humans, and their giving evidence of acting in
characteristically modern
ways (for reviews, see Conkey, 1996; Gamble, 1993; Lindly and
Clark,
1990; Noble and Davidson, 1996; White, 1996; Wynn, 1996).
This change is correlated with changes in
the social
organisation of human groups. Social life prior to this
transition may
be inferred to have moved away from its earlier characters
towards more
modern forms, but is still not fully modern. There is some
evidence
for the use of fire, and perhaps cooking, as early as 700,000
BP at
Zhoukoudian (Stringer, 1985), but there is no substantive
evidence for
hearths, storage pits or architecture. There is some evidence
for true
hunting, if only of smaller mammals (Binford, 1985; Shipman
and Rose,
1983), even if scavenging were still a major source of animal
remains.
Particular sites appear to have been used for particular
activities
(e.g., de Lumley, 1975; Freeman, 1975; Keller, 1973). The
picture here
is complex to interpret, and the evidence is scanty. Gamble
concludes
his review of this period by noting that:
It leaves an overwhelming impression
of spontaneous,
highly episodic behavior where stone tools were made to do
the job
in hand before being dropped and their makers moving on.
... What
is lacking ... is any indication for such modern practices
as detailed
planning, widespread contracts, or elaborate social
display. There
is no physical evidence of storage, raw materials all come
from within
a radius of 50 km, and usually less than 5 km of the sites
where they
were used and any form of art, ornament, jewelry, or
decoration is
entirely absent. ... [But] the fifteen minute culture as
revealed
in the manufacture and use of stone tools is a poor guide
to the length
of time over which social information could be retained.
The occupation
of seasonal environments provides a clear indication that
such memory
was now substantial (Gamble,
1993: 138-9,
143).
After this transition, the evidence
indicates changes
in social organisation in two directions.
- First, there
is an increasing spatial and temporal extension that
elaborates
and sustains extended kinship networks, communication
beyond face-to-face
encounters and exchange of information beyond the
here-and-now,
the organisation of logistical economic strategies, and
the extension
of the time depth of adaptation to environmental
fluctuations (Whallon,
1989: 451).
-
Second,
there is an intensification in the organisation of the
immediate
social environment. Built shelters and semi-permanent
'villages'
are found after 40,000 bp, not before (see, for
example, Gamble,
1986). At first sight it might seem paradoxical, but
these two
changes reinforce each other with respect to the
effects they
can have in elaborating linguistically-mediated
awareness of the
world. Both increasingly break the commonalities of
shared knowledge
between an individual and others: on the one hand in
the meeting
of 'strangers'; and on the other, in the 'creating' of
strangers
through the implicit demarcation of the 'public' and
'private'
within the permanent society (see, for example, Wilson,
1988,
for a fuller discussion).
The situation is really quite odd. The information
we currently have is that after their biological form had
been fixed, anatomically-modern humans continued to function in ways that
were little different from other human anatomies that have lived on the
planet during the past half million years or so. Today, they act in very different ways, but they are still the same species. This points to a quite remarkable conclusion: that somehow the possessors of these anatomies created for themselves new ways of behaving. The process began slowly, but has accelerated, until now it is running at break-neck speed. How has this been done? What is the 'this' that has been done?
Let me sum up the problem. Perhaps some 300,000 years or so ago, defining human characteristics can be assumed to have been in place. But in the subsequent period to around 100,000 years ago - a time when there is clear evidence in the fossil record that modern human anatomy had been established - the accompanying artifactual record shows little, if any change: it remains decidedly non-modern. That is: there is almost no regional differentiation of tool-kits, nor a variation in time, such that 'everyone', 'everywhere, appears to have been doing the same thing, over and over again. There is very little evidence of symbolic behaviour until around 40,000 years ago. There is very little evidence of stylistic variations in tool traditions until 40,000 years ago. There is very little evidence of the movement of raw materials over distances from their natural sources of more than 5 kilometres before 40,000 years ago. Tools remained simple: there are no ladders, fishing nets, needles, bone as opposed to rock tools, and so on: all these changes appear after 40,000 years ago.
This transformation led Pfeiffer (1982) to propose a 'creative explosion' occuring in human behaviour subsequent to this time, a transformation of human abilities without an accompanying biological change or speciation event. How could such an explosion occur? These are the questions I want to look at in the more depth. However, to do this requires taking a couple of excursions into different areas to get an understanding of some ideas that will assist in doing this.
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